Compliance Pathways
Future proof your compliance with LMC and Salesforce
Since the financial crisis, banks have faced a staggering $243 billion in fines for risk and compliance. The regulatory burden for companies continues to grow, led by complexity from new expectations and changes. The roles and responsibilities of Compliance and Risk Officers are expanding. At the same time, compliance management continues to be fragmented, siloed, manual and time intensive. Institutions are spending too much time managing exposure for non-compliance, or don't have immediate and ready access to regulatory information. Compliance Pathways fills in all these gaps and more.
Unified platform for all compliance management needs
Legal Matters Consul’s Compliance Pathways, powered by Salesforce, is a modular and integrated end to end compliance management platform. The flexible modules can be applied to immediate pain points while allowing for longer term end to end automation, thus increasing coverage and reducing compliance risks and costs.
- Business Capabilities
- Technical Capabilities
- Benefits
Business Capabilities
- Regulatory library
- Operational process flows
- Regulatory process mapping
- Regulatory gap assessment
- Regulatory relationship (exam) management
- Risk and control assessment
- Controls testing and monitoring
- Document governance
- Vendor management (3PRM/4PRM)
- Complaints management
- Issue management
- Training
Technical Capabilities
- Comprehensive case & task management
- Information centralization & reusability
- Scalability and agility
- Cloud based
- Mobile & cross platform
- Real time analytics & reporting
Benefits
Compliance Pathways is a modular platform to immediately strengthen any aspect of the regulatory management process while allowing companies to build a modern, future proof, end to end compliance solution. It provides comprehensive continuous regulatory updates and improves visibility into areas of non-compliance.
Contact us
Reggie Walker
Partner, Global Salesforce Alliance and Competency Leader, LMC US
As an Advisory Partner, Reggie leads Legal Matters Consul’s Global Salesforce Alliance and Practice. Previously, he served as a member of Legal Matters Consul's US Leadership Team as Legal Matters Consul's Chief Commercial Officer, responsible for all Brand, Marketing, External Communications and Relationship Development activities.
Ian Kahn
Principal, Salesforce Practice & Alliance Leader, LMC US
I’m the leader of Legal Matters Consul’s Salesforce practice — and a husband, dad to three daughters and an amateur chef. I enjoy almost all forms of exercise and competition and am currently focused on becoming a better runner.
